LAVIN, J.—
Henry Castillo, individually and on behalf of others similarly situated, appeals the dismissal of his wage-and-hour class action and individual
Castillo filed his class action complaint on March 6, 2009. Castillo alleged he was a truck driver employed jointly by KWK and DHL and asserted claims for failure to pay regular and overtime wages, failure to provide meal and rest periods, failure to furnish accurate wage statements, failure to pay wages upon termination or discharge, and unfair competition in violation of Business and Professions Code section 17200. Castillo filed class certification motions as to both defendants approximately one year later. On April 12, 2010, the court granted Castillo's request to file a first amended complaint and also set a hearing date for the class certification motions. The court heard the motions and took them under submission on August 20, 2010.
On September 29, 2010, the court issued a minute order regarding the motions for class certification, stating that Castillo had not yet made an adequate showing regarding the class representatives. The court ordered both sides to produce additional evidence relating to class certification and set the matter for a further hearing to take place on November 9, 2010. The record materials provided by the parties do not disclose the fate of the first class certification motions. However, Castillo subsequently filed a second amended complaint and the court ordered Castillo to submit new class certification
At a regularly scheduled status conference on September 30, 2013, the parties advised the court that they intended to pursue private mediation. The court set a post-mediation status conference and trial setting conference for January 6, 2014. The court also issued a case management order referring the case to mediation with a private neutral, per the parties' agreement. The case management order advised the parties they were within six months of trial.
DHL filed a motion to decertify the class in early November 2013, based mainly on its contention that, as a matter of law, it was not an "employer" of plaintiffs under California law. The court denied the motion on December 17, 2013. The next day, Castillo filed a stipulation signed by all parties agreeing to continue the post-mediation and trial setting conference until late February 2014. The court rescheduled the conference for February 28, 2014. Evidently, the mediation was unsuccessful. At the conference on February 28, 2014, the court set a trial date of June 17, 2014.
On April 4, 2014, or five years and one month after Castillo filed his original complaint, both defendants moved to dismiss the complaint due to Castillo's failure to bring the case to trial within five years. On May 6, 2014, after receiving written opposition from Castillo and hearing lengthy argument by counsel, the court granted the motions and dismissed the action for failure to prosecute within five years. Castillo timely appealed.
Castillo contends the five-year period to bring his action to trial under section 583.310 was tolled by operation of law (§ 1775.7, subd. (b)) for 151 days, beginning on September 30, 2013 (the day the parties advised the court they agreed to pursue private mediation), and ending on February 28, 2014 (the day the parties advised the court they had not settled their dispute). Alternatively, Castillo contends the trial court abused its discretion by refusing to exclude from its calculation of the five-year period either the 116 days during which DHL attempted to decertify the class or the 151 days during which the parties pursued private mediation. (§ 583.340.)
"An action shall be brought to trial within five years after the action is commenced against the defendant." (§ 583.310.) Subject to certain statutory exceptions, dismissal is mandatory if the action is not brought to trial within the five-year period. (§ 583.360.) As it is undisputed that Castillo did not bring his action to trial within the five years after he filed his original complaint, we consider whether any circumstance existed in this case which would extend the five-year time period.
We independently review legal questions regarding the construction and application of a statute. (Pineda v. Williams-Sonoma Stores, Inc. (2011) 51 Cal.4th 524, 529 [120 Cal.Rptr.3d 531, 246 P.3d 612]; Dowling v. Farmers Ins. Exchange (2012) 208 Cal.App.4th 685, 694 [145 Cal.Rptr.3d 748] (Dowling).) Where, as here, the plaintiff contends it was impossible, impracticable or futile to bring the action to trial within the five-year period under section 583.340, subdivision (c), we review the trial court's ruling on that issue for an abuse of discretion. (Bruns v. E-Commerce Exchange, Inc. (2011) 51 Cal.4th 717, 731 [122 Cal.Rptr.3d 331, 248 P.3d 1185] (Bruns); Dowling, supra, 208 Cal.App.4th at p. 694.)
"In 1993, the Legislature enacted the civil action mediation program (§ 1775 et seq.), which allows courts to order cases into mediation as an alternative to judicial arbitration. (§§ 1775.2, 1775.3, subd. (a), 1775.4.)" (Jeld-Wen, Inc. v. Superior Court (2007) 146 Cal.App.4th 536, 540 [53 Cal.Rptr.3d 115] (Jeld-Wen).) If a court adopts a civil action mediation program, it may order to mediation any case in which judicial arbitration is required under section 1141.11, whether or not the action includes a prayer for equitable relief. (§§ 1775.3, 1141.18, subd. (b); Cal. Rules of Court, rule 3.891 (a)(1).
More particularly, rule 3.891(a)(1) provides that the superior court may submit to mediation any case with an amount in controversy under $50,000, after making a determination of the amount in controversy using the procedure set forth in section 1141.16, and after considering whether the parties are
As part of the civil action mediation program, the Legislature provided that participation in a court-sponsored mediation program may extend the five-year time period during which a plaintiff must bring his case to trial under section 583.310. Specifically, section 1775.7, subdivision (b), provides: "If an action is or remains submitted to mediation pursuant to this title more than four years and six months after the plaintiff has filed the action, then the time beginning on the date four years and six months after the plaintiff has filed the action and ending on the date on which a statement of nonagreement is filed pursuant to Section 1775.9 shall not be included in computing the five-year period specified in Section 583.310." (§ 1775.7, subd. (b).)
In this case, the parties engaged in private mediation during December 2013 and February 2014, dates which fall within the final six months of the five-year time period to bring this action to trial under section 583.310. The issue before us is whether this action was "submitted to mediation" within the meaning of section 1775.7, subdivision (b), thereby triggering that section's automatic tolling provision.
Castillo contends that either the court ordered the parties to mediation under rule 3.891(a)(1) or the parties stipulated to mediation under rule 3.891(a)(2). Under either scenario, Castillo urges, this action was "submitted to mediation" within the meaning of section 1775.7. We disagree.
We reject Castillo's contention that the trial court ordered the parties to pursue mediation within the meaning of rule 3.891(a)(1). Rather, the case management order dated September 30, 2013, reflects that the parties agreed to pursue private mediation at their own expense. Specifically, the court used a standard case management order form and checked the boxes indicating the case was "referred" (not "ordered") to mediation with a "private neutral" (not with "court services"), then added the handwritten notation: "parties agreement." The minute order from that date also reflects that "[c]ounsel have agreed to private mediation."
The court's own statements confirm this point. At the hearing on the defendants' motion to dismiss, the court stated it had not ordered the case to mediation, but rather referred the case to mediation pursuant to the parties' agreement as reflected in the case management order. The court also observed, during that hearing, that the Los Angeles Superior Court's mediation program was no longer operating on September 30, 2013, and it was therefore impossible for the court to order the parties to the court's mediation program at that time. As the court recognized, the court did not have the authority to order the parties to participate in private mediation at their own expense. (See Jeld-Wen, supra, 146 Cal.App.4th at p. 543 ["We conclude that a case management conference order requiring that parties in complex cases attend and pay for mediation is not authorized by [section 1775 et seq.] and is contrary to the voluntary nature of mediation."].)
In any event, section 1775.5 provides that a court may only order an action to mediation after it determines the amount in controversy. (§ 1775.5 [court shall not order a case into mediation where the amount in controversy exceeds $50,000]; see also §§ 1775.3, subd. (a) [mediation may only be ordered in cases in which arbitration is required under § 1141.11], 1141.11 [requiring judicial arbitration in all civil cases in which the amount in controversy is less than $50,000].) The court stated that it made no determination of the amount in controversy in this case because it understood it had no authority to order the case to mediation.
Nonetheless, Castillo insists the court ordered the parties to mediation. He asserts that the minute order, which states "Counsel have agreed to private mediation; the Court so orders," constitutes such an order. At a minimum, Castillo contends, the minute order and the case management order conflict. He argues we must resolve the conflict between the two orders in a manner that preserves, rather than extinguishes, his right to obtain a trial on the merits because he relied to his detriment on the court's minute order. We
Alternatively, Castillo argues that the parties stipulated to submit their case to mediation under rule 3.891(a)(2). Rule 3.891(a)(2) states that the parties' stipulation must be "filed" not later than 90 days before trial. Here, no stipulation appears in the appellate record, and Castillo appears to concede the parties never filed a stipulation to mediate their dispute. Neither the court's minute order of September 30, 2013, nor the parties' stipulation to
Castillo's argument is further undermined by the fact that the parties did not follow the rules applicable to actions submitted to mediation under rule 3.891: they did not ask the court to extend the five-year period to bring the case to trial (rule 3.896(b)); they did not complete their mediation within 60 days of the reference to mediation (rule 3.896(c)); and they did not request an extension of the time to complete the mediation (rule 3.896(c)). Although Castillo dismisses these procedural deficiencies, we see them as further evidence that the court did not order and the parties did not stipulate to submit their case to mediation under rule 3.891.
Castillo contends that, even in the absence of compliance with rule 3.891(a), any agreement by the parties to pursue mediation triggers the automatic tolling provision of section 1775.7. That section tolls the five-year period to bring a case to trial if a case "is or remains submitted to mediation pursuant to this title." (§ 1775.7, subd. (b).) Castillo focuses only on the phrase "submitted to mediation," and argues in favor of an expansive interpretation of section 1775.7, such that any agreement by the parties to privately mediate a pending case effectively "submits" the case to mediation and triggers the tolling provision. Castillo cites no case law applying section 1775.7's automatic tolling provision to a case in which the parties engaged in private mediation. We found only one published case, Gonzalez v. County of Los Angeles (2004) 122 Cal.App.4th 1124 [19 Cal.Rptr.3d 381], discussing the interplay between section 583.310 and section 1775.7. However, Gonzalez did not explicitly consider the point advanced by Castillo here, namely whether section 1775.7 tolls the five-year period while the parties pursue private mediation. Rather, the court considered whether the five-year period was tolled beginning on the date the trial court referred the case to mediation or, as the statute expressly provides, on the date four years and six months after the date the plaintiff filed her complaint. (Gonzales, at pp. 1129-1130.)
In the absence of case authority to guide us, we examine the statute to determine whether it is susceptible to the interpretation Castillo urges. We conclude it is not. Our analysis of the statute is guided by well-settled principles. "`A fundamental rule of statutory construction is that a court should ascertain the intent of the Legislature so as to effectuate the purpose of the law. [Citations.] In construing a statute, our first task is to look to the language of the statute itself. [Citation.] When the language is clear and there
Section 1775.7, subdivision (b), expressly applies only to cases "submitted to mediation pursuant to this title," i.e., pursuant to title 11.6 of the Code of Civil Procedure. (§ 1775.7, subd. (b), italics added.) Title 11.6, in turn, only governs mediation offered by courts as part of an alternative dispute resolution program: The Legislature declared that "[t]he purpose of this title [tit. 11.6] is to encourage the use of court-annexed alternative dispute resolution methods in general, and mediation in particular." (§ 1775, subd. (f), italics added.) Similarly, section 1775.3, which defines the scope of title 11.6, states that pending civil actions "may be submitted to mediation by the presiding judge or the judge designated under this title as an alternative to judicial arbitration pursuant to Chapter 2.5 (commencing with Section 1141.10) of Title 3." (§ 1775.3, subd. (a), italics added.) The fact that mediation is described as an alternative to judicial arbitration, which is itself overseen, managed and in many cases paid for by the courts, further reflects the Legislature's intent that title 11.6 applies only to court-annexed mediation programs.
We also consider section 1775.7 with reference to the other provisions of title 11.6 of the Code of Civil Procedure that regulate the mediation process. For example, the Legislature provided that the compensation for "court-appointed mediators" would be comparable to compensation for arbitrators under section 1141.18. (§ 1775.8, subd. (a).) Further, section 1775.8 provides that "[a]ll administrative costs of mediation, including compensation of mediators, shall be paid in the same manner as for arbitration pursuant to Section 1141.28. Funds allocated for the payment of arbitrators under the judicial arbitration program shall be equally available for the payment of mediators under this title." (§ 1775.8, subd. (b).) These provisions, which direct the use of court budgetary funds, only make sense in the context of a
We conclude, based upon the statute's clear and unambiguous language, that section 1775.7, subdivision (b), automatically tolls the five-year statutory time to prosecute an action only if the parties participate in a mediation conducted through a court-annexed mediation program.
3., 4.
The judgment of dismissal is affirmed. Defendants are entitled to recover costs incurred in this appeal.
Edmon, P. J., and Jones, J.